Reg D Verify®

Confidential Investor Intelligence for Issuers, Placement Agents, and Funding Administrators

Know your investor — before they sign.

Reg D Verifier is a seller-side due diligence platform that aggregates and verifies intelligence on investor identity, accreditation, prior Reg D participation, ongoing Reg D participation, history of investments, and other data — and assembles it into a confidential investor profile not available anywhere else.

What Reg D Verifier Delivers

A single, confidential investor profile that combines:

Investor identity verification

Confirm identity and associated entities using public records

Accreditation status confirmation

Verify accredited investor status using public records

Prior Reg D participation

Identify prior Reg D offerings across issuers and entities

Ongoing Reg D participation

Surface concurrent participation in active Reg D offerings

History of Investments

Map private market investments where publicly inferable

Other public and semi-public data

Aggregate unique data not otherwise available as a single record

The result is a structured intelligence record that supports investor onboarding, suitability documentation, and exemption integrity — without requiring you to chase the same information across a dozen disconnected sources.

What Reg D Verify Is For

Why issuers use Reg D Verifier

Document the diligence you're already supposed to be doing

Rule 506(c) verification, Rule 506(b) reasonable-belief documentation, and KYC/AML workflows all require defensible investor records. Reg D Intelligence produces a structured profile that fits inside that workflow rather than running alongside it.

See concurrent participation you wouldn't otherwise catch

Investors active in multiple Reg D offerings simultaneously create concentration, integration, and disclosure considerations that issuers often discover too late.

Reduce post-close surprises

Identity inconsistencies, accreditation drift, and undisclosed prior placements are the kind of facts that turn up after the wire hits. Reg D Intelligence moves them to the front of the transaction.

Standardize across counterparties

Placement agents, escrow agents, fund administrators, and counsel each pull from different data sets. Reg D Intelligence produces one shared, reproducible record everyone can rely on.

What Goes into a Reg D Verifier Profile

Verifier profiles are assembled from public and semi-public records, structured by EDGAR-INSIDER’s analytical core. Inputs include, among others:

EDGAR filing history involving the investor or affiliated entities

Secretaries of State records and related-entity mapping

Investment adviser and broker-dealer registrations where applicable

UCC-1 filings

Federal PACER filings

State enforcement actions and consent orders

Arbitration databases at FINRA, JAMS, and the American Arbitration Association

Corporate officer databases and beneficial-ownership inference where supported by public records

Reg D Score Tiers

All tiers are non-advisory. All deliver a proprietary 0–100 grade and a branded PDF report.

Tier 1

Verify Standard

Threshold Verification

Tier 2

Verify Enhanced

Reasonable-steps Verification

Tier 3

Verify Institutional

Counsel-ready diligence file

$499

per subject · point-in-time

$899

per subject · point-in-time​

$1799

per subject · 12-mo monitoring

  • Identity / entity verification — KYC and formation & good-standing
  • Identity / entity verification — KYC and formation & good-standing confirmation
  • Accredited-investor review — documentary checklist supporting Rule 506(b) reasonable belief
  • OFAC / U.S. sanctions screen — SDN and Consolidated lists
  • Federal securities & SRO screen — SEC litigation, FINRA Broker Check, IAPD
  • Single subject — one natural person or one entity, no look-through

 

Everything In Standard Plus

  • 506(c) reasonable-steps package — income/net-worth documentation, third party (CPA / attorney / broker-dealer / RIA) confirmation pathway, or the Byrne NAL minimum-investment pathway
  • Full Rule 506(d) disqualifying-event taxonomy screen — applied where the subject may cross the 20% beneficial-owner threshold
  • Civil litigation, bankruptcy, tax-lien & judgment search
  • PEP and adverse-media screening
  • Beneficial-ownership mapping to 20% / 25%

Everything In Enhanced Plus

  • AML / source-of-funds posture analysis

  • Full control-person & beneficial-ownership tree — multi-tier funds, SPVs, trusts, nominee structures to ultimate owners

  • International sanctions & cross-border adverse records — UN, EU, UK OFSI

  • Evidentiary appendix — documentary exhibits with source citations and retrieval timestamps

  • Named analyst + Editor-of-Record review

  • 12-month continuous re-screen with adverse-record alerting

Turnaround 2 business days

Turnaround 1 business day

Turnaround Priority / same-day*

Reg D Verify Grade
THE REG D VERIFY GRADE®
A single 0–100 figure expressing two things: how completely the subject was verified by documentary or third-party evidence, and the presence, severity, and recency of adverse records across the screened domains. It is an evidentiary confidence grade — not a creditworthiness, suitability, or investment-merit score.

0–100

REG D VERIFY
GRADE®

WHAT THE GRADE MEASURES

Verification completeness. The share of the diligence set confirmed by documentary or third-party evidence, as against items that remain self certified or unresolved.

Adverse-record exposure. The presence, materiality, and recency of records across sanctions, enforcement, litigation, and ownership domains.

HARD-EFFECT RULES

  • Confirmed OFAC / sanctions match → automatic NOT VERIFIED floor
  • Active securities enforcement against the subject as a prospective ≥20% owner → ceiling at PROVISIONAL pending issuer / counsel review
  • Failed identity verification → grade cannot exceed PROVISIONAL
GRADE RANGE GUIDE
90–100
VERIFIED · TIER A
Fully verified · no adverse records
75–89
VERIFIED · TIER B
Verified · immaterial flags noted
60–74
QUALIFIED · TIER C
Verified · material flags for issuer / counsel review
40–59
PROVISIONAL
Incomplete verification · unresolved items
0–39
NOT VERIFIED
Failed verification or disqualifying-adjacent records
Exact Section

Independence on the Sell Side

EDGAR-INSIDER refuses broker introductions and transaction-based compensation to stay clear of the broker-dealer line.

All Reg D Verify outputs are compiled from objective data inputs, subject to editorial review by Private Placement Advisors’ securities law team to preserve seller-side independence.

“That independence matters — because verification that arrives bundled with placement, brokerage, or referral incentives is no longer verification.”

Adjacent to Reg D Score — but Commercially Distinct

Two Products,
One Discipline

  • Reg D Score grades issuers for investors.
  • Reg D Verify verifies investors for issuers.

Both Are
Independent

  • Neither pays for the other.
  • Neither product creates referral, brokerage, or transaction-based incentives.

Opposite Sides
of the Table

  • Reg D Score looks at the issuer.
  • Reg D Verify looks at the investor.

Same Standards
of Independence

  • Both follow EDGAR-INSIDER’s strict independence and methodology standards.

Reg D Verify® Engagement

Complete the brief inquiry form a member of our team will respond with next steps and a custom engagement proposal.

Important Disclosures

EDGAR-INSIDER® is not a regulator, auditor, or investment advisor.

The platform provides analytical intelligence and pattern-detection tools only and does not constitute legal advice, investment recommendations, or regulatory approval.

Users should independently verify all information and consult qualified professionals before acting on any information provided.

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